Tag: DOJ

Insider trading has long been a staple of the Commission’s enforcement program. In many instances insiders furnish material non-public information to family and friends as a gift. In others the insider transmits the information in return for a split of …

Fund Operator, Firm Accountant Charged with Insider Trading Read More »

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Offering frauds are a key staple of SEC Enforcement and of federal prosecutors. While there are numerous variations of these frauds, in many instances the insiders are trying desperately to continue what was once a solid business. That was apparently …

Two Convicted, One Acquitted in Platinum Partners Case Read More »

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