Tag: DOJ

Two Convicted, One Acquitted in Platinum Partners Case

Offering frauds are a key staple of SEC Enforcement and of federal prosecutors. While there are numerous variations of these frauds, in many instances the insiders are trying desperately to continue what was once a solid business. That was apparently

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This Week In Securities Litigation (Week ending June 28, 2019)

The Commission filed a series of cases as the half way point in the year approaches along with the Fourth of July holiday weekend. Those cases included: An action against a municipal adviser for failing to properly advise an issuer,

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