Offering frauds are a key staple of SEC Enforcement and of federal prosecutors. While there are numerous variations of these frauds, in many instances the insiders are trying desperately to continue what was once a solid business. That was apparently…
Tag: DOJ
This Week In Securities Litigation (Week ending June 28, 2019)
The Commission filed a series of cases as the half way point in the year approaches along with the Fourth of July holiday weekend. Those cases included: An action against a municipal adviser for failing to properly advise an issuer,…
Tagged with: breach of duty, corruption, DOJ, FCPA, fraudulent offering, Insider trading, misrepresentation, money laundering, offering fraud, SEC
Top
