Tag: DOJ

Last Member of Insider Trading Ring With Three Chains Sentenced

Rodolfo Sablon was sentenced to serve six months in prison and pay forfeiture of $923,566 along with a $5,000 fine based on his role in an insider trading scheme. Previously, Mr. Sablon pleaded guilty to one count of conspiracy to

Tagged with: , ,

DOJ, SEC Settle FCPA Charges with Another Foreign Issuer

Many of the anti-corruption/FCPA cases brought by the SEC and DOJ involve foreign issuers. Whether this results from the management structure, the culture or from other issues is unclear. Nevertheless, the trend continues. The most recent such action is illustrative.

Tagged with: , ,