disclosure – Page 2 – SEC ACTIONS

This Week In Securities Litigation (Week of May 10, 2021)

Posted on May 09, 2021 by T. Gorman Posted in SECActions

SEC Chairman Gary Gensler testified before a House committee this week. During his testimony the Chairman mentioned several of the pending issues on his agenda regarding items such as gamification, payment for order flow and equity market structure, noting that …

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Tagged with: disclosure, manipulation, offering fraud, SEC

SEC Invites Issuers and Public to Comment on Climate Issues

Posted on March 17, 2021 by T. Gorman Posted in SECActions

The question of climate change and ESG continues to percolate at the Commission. To date we have had indicators of interest such as speeches, comments, new task forces and similar items suggesting that the Commission and the staff are talking …

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Tagged with: disclosure, environment, ESG, SEC

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This Week In Securities Litigation (Week of May 10, 2021)

SEC Invites Issuers and Public to Comment on Climate Issues