Tag: disclosure

SEC Chairman Gary Gensler testified before a House committee this week. During his testimony the Chairman mentioned several of the pending issues on his agenda regarding items such as gamification, payment for order flow and equity market structure, noting that …

This Week In Securities Litigation (Week of May 10, 2021) Read More »

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The question of climate change and ESG continues to percolate at the Commission. To date we have had indicators of interest such as speeches, comments, new task forces and similar items suggesting that the Commission and the staff are talking …

SEC Invites Issuers and Public to Comment on Climate Issues Read More »

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