Tag: Dark pools

The Enforcement Division released its Annual Report this week, detailing statistics on its work over the last fiscal year. The number of cases and the amount of money ordered paid in them generally declined. The focus also seemed to be

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The SEC and the New York Attorney General announced settlements with Barclays Capital Inc. and Credit Suisse Securities (USA) LLC centered on the operation of dark pool trading venues. In the Matter of Barclays Capital Inc., Adm. Proc. File No.

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