Tag: custody

The Commission filed three new actions this week. One focused on the custody rule, a second centered on accounting for loss contingencies and a third manipulation. Be careful, be safe this week. SEC Enforcement – Filed and Settled Actions Statistics: …

This Week In Securities Litigation (Week of December 4, 2023)

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Cryptocurrencies continued to be an important topic of discussion this week. The Chairman of the SEC and the Chairman of the CFTC testified before the Senate Banking Committee on the subject. Securities class actions filings continued to surge this week. …

This Week In Securities Litigation (Week ending Feb. 9, 2018) Read More »

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