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Posted on by T. Gorman Posted in SECActions

The Commission is focusing its enforcement program, at least in part, on COVID-19. This week the regulator filed two fraud actions centered on solicitations by firms related to on virus. Neither case settled. A co-director of enforcement discussed these efforts …

This Week In Securities Litigation (Week of May 18, 2020) Read More »

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Posted on by T. Gorman Posted in SECActions

Events generating large amounts of publicity are almost certain to attract the attention of those who would — and unfortunately often do – use it to profit at the expense of others. As crypto assets emerged the Commission brought a …

COVID-19 Scam Halted Read More »

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