Tag: conflicts

A look forward; a look back: The government fiscal year draws to a close today. Looming are the budget hearings for fiscal 2020. The Commission estimates that securities trading will increase by about 20%. At the same time it anticipated …

This Week In Securities Litigation (Week of Sept. 30, 2019) Read More »

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A look forward; a look back: How long should the statute of limitations be for the SEC? Since the Supreme Court’s decision in Kokesh it has been five years. Draft legislation in Congress would extend that time limitation to as …

This Week In Securities Litigation (Week of Sept. 23, 2019) Read More »

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