Tag: conflicts

The exit from the Commission continued this week with the resignation of the Director of Trading and Markets. By year end much of the senior staff, along with the Commission Chairman, will depart from the agency. The Commission filed a …

This Week In Securities Litigation (Week of December 21, 2020) Read More »

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The exit continues at the Commission. This week Director of Enforcement Stephanie Avakian announced her departure from the agency at the end of the year. She has been preceded by the Director of Corporation Finance and the General Counsel. The …

This Week In Securities Litigation (Week of December 14, 2020) Read More »

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