Tag: conflict

The Commission will return to a holiday shortened week during which segments of the country will continue to emerge from the pandemic shutdown. The agency continued to modernize its rules last week, approving new regulations regarding select acquisition/disposition transactions. The …

This Week In Securities Litigation (Week of May 26, 2020) Read More »

Tagged with: , ,

The SEC issued an Order which charged investment manager Lynn Tilton, known as the Diva of Distressed Debt according to news reports, and her entities with fraud. Specifically, the Order Instituting Proceedings issued by the SEC, claims that Ms. Tilton …

Star Investment Manager, Advisers Charged With Fraud by SEC Read More »

Tagged with: , ,