Tag: audits

Accounting and auditing cases have long been a staple of SEC enforcement. While the PCAOB has had jurisdiction over matters relating to registered audit firms and their members, the Commission has continued to focus on proceedings involving these critical gatekeepers. …

Three BDO Auditors Sanctioned by SEC For “Backdated Audit” Read More »

Tagged with: , ,

The SEC has long sought to enlist professionals as the advance guard of its Enforcement Division. The point is understandable: auditors, attorneys and other professional consultants are typically at the company long before Commission investigators and often have a better …

The SEC, Gatekeepers and Saying Something Read More »

Tagged with: , , , ,