Year: 2020

The Commission is continuing its efforts to update the regulatory structure. Last week it directed market regulators to submit new national market plans. The long term goal is to modernize market structure. Enforcement filed settled proceedings involving Bloomberg Tradebook centered …

This Week In Securities Litigation (Week of May 11, 2020) Read More »

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Some brokers claim to be low price, offering investors the lowest price for execution. Others focus on other factors such as speed or liquidity, claiming that their method of obtaining execution for a proposed trade transaction is superior based on …

Bloomberg Tradebook Settles Fraud Charge with SEC Read More »

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