Year: 2011

The SEC has again been ordered to justify the terms of a high profile and important settlement. The query comes in its latest high profile market crisis case, SEC v. Citigroup Global Markets Inc., Case No. 11 Civ. 7387 (S.D.N.Y. …

THE COURT RAISES CRITICAL QUESTIONS ABOUT ANOTHER SEC SETTLEMENT Read More »

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The Commission brought a series of high profile cases this week. Perhaps the most significant is the insider trading action brought in conjunction with the Manhattan U.S. Attorney against a former Goldman Sachs and Procter & Gamble director for allegedly …

THIS WEEK IN SECURITIES LITIGATION (October 28, 2011) Read More »

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