Year: 2011

Former Goldman Sachs and Procter & Gamble director Rajat Gupta was charged with insider trading in a criminal indictment and an SEC complaint. He is alleged to have repeatedly tipped Raji Rajaratnam who is also named as a defendant in …

GUPTA IS CHARGED WITH INSIDER TRADING – ABSENT THE WIRE TAPS Read More »

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Dark pools have been a subject of concern to Congress, the SEC and the public for years. Despite those concerns the pools are used by institutional and other large traders to cloak their trading activity and minimize its market impact. …

THE SEC’S FIRST ACTION INVOLVING A DARK POOL Read More »

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