Month: October 2024

Stock sale fraud schemes are one of the Commission’s long standing targets. Typically the cases center on the acquisition of a penny stock issuer, the accumulation of large numbers of shares for a few cents each and then the resale …

Commission Names 10 as Defendants in Stock Sale Scheme

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Relationships are often centeral focus. Relationships with family and friends are typically at the center of many matters and events. There are times, however, when relationships can cause issues and even difficulties. In one case recently settled by the Commission, …

CEO’s Long Term Relation with Executive Results in Injunction

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