Year: 2022

The Commission continued to focus largely on offering fraud cases and those centered on microcap fraud. One variation involved a “charitable” offering fraud. The Defendants essentially diverted money to themselves from those who were receiving government disability benefits through a …

This Week In Securities Litigation (Week of May 9, 2022) Read More »

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I. Introduction This is the first of two articles discussing the cases initiated by the Commission’s Enforcement Division during the first quarter of 2022. While it is always prudent to be careful when analyzing the results from one quarter, properly …

SEC Enforcement: 1Q22 (Part I) Read More »

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