Month: April 2022

Last week the Enforcement Division focused on microcap fraud. Long a key issue for the agency, most of the cases filed last week involved microcap manipulations including the classic pump-and-dump manipulation. This approach is in line with trends that have …

This Week In Securities Litigation (Week of April 25, 2022) Read More »

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The FCPA has long been a focus for the Commission. Indeed, since the earliest days of the Division of Enforcement, when then Director Stanley Sporkin began focusing on foreign payments while watching the Watergate hearings, the agency has focused on …

The FCPA – Books, Records and Controls Read More »

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