Month: February 2022

Last week the Commission prevailed on a summary judgement motion against an investment adviser charged with the misappropriation of client assets. It also filed actions centered a fraudulent valuation, the failure to file Form CRS and unregistered securities. Cornerstone Research …

This Week In Securities Litigation (Week of February 21, 2022) Read More »

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Chair Gensler has frequently discussed crypto assets and the need for additional action by Congress in the form of legislation. The Enforcement Division at the Commission has periodically brought actions centered on crypto transactions, alleging that the assets involved are …

Crypto Firm Pays $50 Million to Settle with SEC Read More »