Year: 2021

Chair Gensler raised two key points regarding environmental disclosures in remarks before the Financial Stability Oversight Counsel on October 21, 2021. First, with respect to issuers, the Chair noted that the “SEC has a role to play in cases like …

This Week In Securities Litigation (Week of October 25, 2021) Read More »

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Introduction Part I of this article provided an overview of the actions brought by the Commission’s enforcement program during the third quarter of calendar year 2021 or the fourth quarter of the government fiscal year. During that period the program …

SEC Enforcement: A Review of 3Q21 (Part II) Read More »

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