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Year: 2021

Posted on by T. Gorman Posted in SECActions

Chair Gary Gensler delivered remarks at the annual Financial Market Regulation conference as last week drew to a close. Mr. Gensler identified climate risk as one of the key agenda items for the agency in coming months. This should not …

This Week In Securities Litigation (Week of May 17, 2021) Read More »

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Posted on by T. Gorman Posted in SECActions

The Public Company Accounting Oversight Board published a proposed rule designed to create a framework for determinations to be made under the Holding Foreign Companies Accountable Act passed last year (HFCAA). That Act amends the Sarbanes-Oxley Act of 2002 or …

Is a Proper Audit Possible of China Operations? Read More »

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