Month: October 2021

The future of Fintech is a continuing saga. As technology continues to rapidly evolve it impacts not just finance but much of the surrounding environment. For regulators like the Commission the rapid evolution of tech presents the continuing challenge of …

Old Statutes, New Tech, the Same Critical Challenges Read More »

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Chair Gensler raised two key points regarding environmental disclosures in remarks before the Financial Stability Oversight Counsel on October 21, 2021. First, with respect to issuers, the Chair noted that the “SEC has a role to play in cases like …

This Week In Securities Litigation (Week of October 25, 2021) Read More »

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