Tag: fintech

The future of Fintech is a continuing saga. As technology continues to rapidly evolve it impacts not just finance but much of the surrounding environment. For regulators like the Commission the rapid evolution of tech presents the continuing challenge of …

Old Statutes, New Tech, the Same Critical Challenges Read More »

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The Commission issued an investor warning this week, cautioning against impersonators of Government employees who may seek sensitive information. The agency also filed actions which included one centered on an ICO, another focused on a fin-tech firm and another based …

This Week In Securities Litigation (Week ending April 6, 2018) Read More »

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