Year: 2020

The exit continues at the Commission. This week Director of Enforcement Stephanie Avakian announced her departure from the agency at the end of the year. She has been preceded by the Director of Corporation Finance and the General Counsel. The …

This Week In Securities Litigation (Week of December 14, 2020) Read More »

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Cases tied to issuer accounting questions and disclosures have long been a staple of the Commission’s Enforcement Division. In recent years the agency has launched a number of initiatives focused on these issues. While some cases were generated, eventually the …

GE Settles SEC Accounting/Disclosure Issues, Paying $200 Million Read More »

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