Month: October 2020

Directional note: This is the first of two articles analyzing the actions initiated in the third quarter of 2020 by SEC Enforcement. The second articles will be published on Friday. The Commission frequently increases the rate at enforcement actions are …

SEC Enforcement’s Third Quarter: More Cases, Broader Reach (Part I) Read More »

Tagged with: ,

The article published each Monday typically reviews the actions filed the prior week. This week the article was divided into two parts in view of the number of cases filed by the Commission as the fiscal year closed on Wednesday. …

This Week In Securities Litigation (Week of October 5, 2020)(Part II) Read More »

Tagged with: , , , , , ,