Month: October 2020

SEC Enforcement may be continuing a trend that seemed emerge at the end of the Government fiscal year – filing financial fraud cases. As the bevy of cases were filed to close the fiscal year, a number were based on …

This Week In Securities Litigation (Week of October 12, 2020) Read More »

Directional note: This is the second of two articles analyzing the actions initiated in the third quarter of 2020 by SEC Enforcement. The first was published yesterday (here). The second is below. In the Matter of BorgWarner Inc., Adm. Proc. …

SEC Enforcement’s Third Quarter: More Cases, Broader Reach (Part II) Read More »

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