Month: May 2020

In the days of COVID-19 the only topic of conversation seems to be the virus. The Commission and other enforcement authorities are investigating claims tied to the virus. Law firms are busy putting out memoranda that somehow tie back to …

Microcap Shares, A Boiler Room and Matched Trades Read More »

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The Commission is continuing its efforts to update the regulatory structure. Last week it directed market regulators to submit new national market plans. The long term goal is to modernize market structure. Enforcement filed settled proceedings involving Bloomberg Tradebook centered …

This Week In Securities Litigation (Week of May 11, 2020) Read More »

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