Year: 2019

It appears that the Commission made a year-end effort to push the cases out the door. Last week the agency filed about 30 actions. On Friday and Monday the drive continued. Today’s post will revisit a portion of the cases …

The SEC’s Drive to Year End: Large Groups of Cases Filed, Part I Read More »

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A look forward; a look back: The government fiscal year draws to a close today. Looming are the budget hearings for fiscal 2020. The Commission estimates that securities trading will increase by about 20%. At the same time it anticipated …

This Week In Securities Litigation (Week of Sept. 30, 2019) Read More »

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