Year: 2019

While most public companies do not have duel class, shares there is a growing minority that have adopted the format. In many instances adopting the practice permits a person who may, for example, be the company founder and viewed as …

Dual-Class Shares: A Role for the SEC? Read More »

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A look forward; a look back: This week the Commission proposed additional rules to simplify and expedite procedures. This time the focus is on Investment Companies and certain procedures regarding exemptions. The agency also invited exchanges and others to comment …

This Week In Securities Litigation (Week of Oct. 21, 2019) Read More »

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