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Year: 2019

Posted on by T. Gorman Posted in SECActions

A look forward; a look back: Data analytics continues to be a key theme of Commission enforcement actions. Last week the agency filed a huge international insider trading action which required the analysis of trading by at least 18 persons …

This Week In Securities Litigation (Week of Oct. 28, 2019) Read More »

Posted on by T. Gorman Posted in SECActions

Digital assets or crypto currency – frequently a coin with defined characteristics tied to a blockchain ledger – have risen to prominence in recent years. Certain forms of these assets are regularly traded on platforms, typically exhibiting volatile returns. In …

Digital Assets: Regulated or Off -The – Grid? Read More »

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