Year: 2019

SEC Chairman Jay Clayton called for greater international cooperation in the enforcement of anti-corruption statutes such as the Foreign Corrupt Practices Act in remarks delivered before the Economic Club of New York on September 9, 2019 (here). The comments followed …

SEC Chairman Clayton: Stepping Up Anti-Corruption Enforcement Efforts Read More »

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Offering frauds have long been a staple of SEC enforcement. Many of these actions are straight forward, involving the sale of securities for a virtually worthless or non-existent business. Some are Ponzi schemes. Virtually all of these actions promise the …

SEC Charges Cartoon Firm With Sale of Unregistered Securities Read More »

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