Year: 2019

The SEC prevailed in a cross-border market manipulation scheme keyed to a layering technique that generated more than $25 million in illicit profits. The firm, Avalon FA Ltd., is based in Kiev, Ukraine and controlled by defendants Nathan Fayyer and …

SEC Prevails in Manipulation Case Read More »

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Uneconomic trading in regulated markets is a key focus of market regulators such as the DOJ, SEC, CFTC and FERC. Traders at times, for example, take different positions in select markets which can result in losses in one market and …

The DOJ, SEC, CFTC, FERC and Uneconomic Market Trading Read More »

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