Tag: FERC

Uneconomic trading in regulated markets is a key focus of market regulators such as the DOJ, SEC, CFTC and FERC. Traders at times, for example, take different positions in select markets which can result in losses in one market and …

The DOJ, SEC, CFTC, FERC and Uneconomic Market Trading Read More »

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The SEC settled two insider trading cases this week in which S.A.C. Capital was named as a relief defendant. In one it obtained the largest payment to date in an insider trading case, about $600 million. Reportedly S.A.C. Capital will …

This Week In Securities Litigation (Week ending March 22, 2013) Read More »

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