Year: 2019

The passing of retired Supreme Court Justice John Paul Stevens is a huge loss not just for the legal profession but for all. The courtesy, civility and thoughtfulness he represented will be sorely missed, particularly today when incivility tending toward …

This Week In Securities Litigation (Week starting July 22, 2019) Read More »

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Traditionally the Enforcement Division’s case load centered on corporate and disclosure cases along with a mix of others. In recent years that mix has included a number of offering fraud actions whose victims are often small retail investors. More recently …

SEC Charges Advisor With Fraudulently Overcharging Clients Read More »

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