Month: June 2019

Market professionals are key gatekeepers to the markets and the investing public. The proper implementation of their professional duties is a critical component of the new ethics the federal securities laws were designed to instill in the markets for the …

KPMG Pays $50 Million to Settle PCAOB Case with SEC Read More »

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The Commission did not file any new enforcement actions this week. The agency did, however, settle or partially resolve, three pending enforcement actions. Congress again took up the question of inspecting the auditors and work papers for U.S. traded issuers. …

This Week In Securities Litigation (Week ending June 14, 2019) Read More »

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