A critical question if a penalties is to be assessed in an SEC enforcement action is the starting point. That was the key question in the appeal of Galleon Management, L.P. founder Raj Rajaratnam. SEC v. Rajaratnam, No. 11-5124 (2nd …
Month: March 2019
KPMG Partner, PCAOB Official Guilty Stealing Board Inspection Schedules
Former KPMG partner David Middendorf and former PCAOB official Jeffrey Wada were each found guilty of conspiring to steal secret Board inspection schedules for KPMG to give the firm an edge in the process. U.S v. Middendorf, No. 1:18-cr-00036 (S.D.N.Y.). …
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