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Year: 2018

Posted on by T. Gorman Posted in SECActions

Panasonic and one of its subsidiaries paid over $280 million to settle FCPA charges with the DOJ and the SEC this week. The charges are based on a years long scheme in which the subsidiary paid bribes centered in the …

This Week In Securities Litigation (Week ending May 4, 2018) Read More »

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Posted on by T. Gorman Posted in SECActions

The SEC’s Division of Enforcement issued Frequently Asked Questions and Answers or FAQs for its Share Class Selection Disclosure Initiative or SCSD, initially announced in February 2018. The FAQs clarify and in part reiterate the terms of the initial SCSD …

SEC Enforcement Division FAQs on its SCSD for Advisers Read More »

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