The rash of lawsuits challenging the SEC’s venue selection decisions may ultimately end with the Supreme Court reviewing the propriety of the retention process for Commission ALJs under the Constitution’s Appointments Clause a question that split the DC Circuit and …
SEC Sustains Dismissal of Wells Fargo Insider Trading Case Read More »
Recently installed Chairman Jay Clayton delivered his first remarks this week, outlining his views for moving forward. The Chairman emphasized IPOs, market structure, assessing the impact and cost of regulations and cyber security. SEC Enforcement brought four civil injunctive actions …
This Week In Securities Litigation (Week ending July 14, 2017) Read More »