Month: January 2017

FCPA enforcement was a key priority this week. The Commission filed two settled actions. Once involved a recidivist in which the firm made admissions in resolving the matter with the DOJ. Those admissions were essentially adopted by the SEC in …

This Week In Securities Litigation (Week ending January 13, 2017) Read More »

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Internal controls has been at the center of a number of Commission enforcement actions in recent months. Its most recent action in this area focuses on a firm that recognized revenue in a manner that was inconsistent with its own …

SEC – Government Contracts Firm Settle Internal Controls Action Read More »

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