Year: 2016

The DOJ declined prosecution in two self-reported potential FCPA actions while the SEC entered into non-prosecution agreements with each issuer. One matter involved Akamai Technologies, Inc. while the other centered on Nortek, Inc. Akamal Technologies, Inc. provides cloud services for …

DOJ Declines Prosecution in Two FCPA Cases, SEC Executes NPAs Read More »

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“Two out of Three Ain’t Bad is the title of one of rock band Meatloaf’s most famous songs. For most of us two out of three is probably a pretty good result. In major league baseball, in contrast, one out …

When One Out of Three Equals Insider Trading Three Times Read More »

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