Year: 2016

A Massachusetts based medical imaging company resolved FCPA charges with the DOJ and the SEC stemming from actions taken by its Danish subsidiary and its CFO. The actions center on about 180 suspicious transactions in Russia involving $21.6 million in …

DOJ-SEC Resolve FCPA Actions – Consider Cooperation Read More »

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Repeated insider trading, no matter how small the amounts, is likely to be found by the SEC’s big data approach to surveillance. A former vice president of a retail chain learned this lesson the hard way. SEC v. Hammon, Civil …

Repeated, Small Insider Trades Draws SEC Sanctions Read More »

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