Year: 2016

The Commission filed another settled insider trading action. The case centered on a tender offer by Koch Industries, Inc. for Oplink Communications, Inc., announced before the market opened on November 19, 2014. Following the announcement the share price for Oplink …

SEC Settles Insider Trading Action With Corporate Controller Read More »

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The SEC resolved another FCPA action centered on the entry of LAN Airlines S.A. into Argentina. Previously, the Commission settled with the CEO of the company who agreed to the entry of a cease and desist order based on Exchange …

SEC Resolves FCPA Action With LAN Airlines Read More »

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