Year: 2016

One of the most closely watched cases of the coming Supreme Court term is Salman v. U.S., No. 15-628, the Ninth Circuit’s insider trading decision penned by Judge Rakoff. The issue for decision is the meaning of the “personal benefit” …

Insider Trading Before the Supreme Court: Dirks and Salman, Part I Read More »

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The SEC prevailed on summary judgment in an action centered on an offering fraud. The principals of the scheme were found to have violated the antifraud provisions while a codefendant was determined to have acted as an unregistered broker. Two …

This Week In Securities Litigation (Week ending August 5, 2016) Read More »

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