Year: 2016

On Friday the Manhattan U.S. Attorney and the SEC one again filed high profile insider trading cases after holding a press conference – standard fare for headline grabbing actions. And, this was a headline grabbing case: a corporate director; a …

Mickelson: A New SEC Rule of Insider Trading Liability? Read More »

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The Supreme Court concluded this week that a suit based on short selling filed in state court alleging state law causes of action was not preempted by the exclusive jurisdiction provision of Exchange Act Section 27 simply because it cited …

This Week In Securities Litigation (Week ending May 20, 2016) Read More »

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