Month: June 2016

Insider trading was a key focus this week. Two actions were brought based on information secured from the FDA and CMS by former employees who were employed by and investment adviser. Another case centered on tips by a corporate insider …

This Week In Securities Litigation (Week ending June 17, 2016) Read More »

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The Manhattan U.S. Attorney’s Office and the SEC continued their war on insider trading with additional actions against portfolio managers. In their most recent cases they allege that the two traders obtained inside information from consultants who retained contacts that …

USAO, SEC Charge Insider Trading Based on FDA/CMS Information Read More »

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