Year: 2015

The PCAOB filed a settled action involving an auditing firm in which the consent order of settlement was based on admissions of facts. The approach is similar to the one adopted by the SEC in which the Commission requires admissions …

This Week In Securities Litigation (Week ending October 9, 2015) Read More »

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The SEC’s Asset Management Unit continues to review and analyze fees, expenses and the related disclosure at private equity firms. The Unit has encouraged advisers to self-report these issues. The most recent action emanating from the review involves three Blackstone …

SEC Settles With Blackstone On Disclosure Issues Read More »

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