Dark pools are one of the issues which have been debated at least since Michael Lewis published Flash Boys and Scott Patterson put out Dark Pools. To date the SEC has brought two actions involving the trading venues. One was …
Year: 2015
SEC, Insider Trading and Cyber Security: An International Hacking—Insider Trading Ring
Cyber security is a key focus for virtually everyone these days. The SEC, for example, has been issuing releases discussing disclosure requirements and offering guidance for a number of years. Prominent issuers have reported breaches as has the U.S. Government. …
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