2015 – SEC ACTIONS

Year: 2015

SEC Charges Oxford City Football Club With Fraud

Posted on December 13, 2015 by T. Gorman Posted in SECActions

It was touted as “the largest publicly traded diversified portfolio of professional sports teams in the world.” The firm actually owned interests in a U.K. football team and other sports teams. The company was put together by a former registered …

SEC Charges Oxford City Football Club With Fraud Read More »

Tagged with: boiler room, fraud, SEC, secactions

This Week In Securities Litigation (Week ending Dec. 11, 2015)

Posted on December 10, 2015 by T. Gorman Posted in SECActions

The SEC prevailed in one court case this week but lost in another. In an investment fund fraud action the agency won at trial. In the First Circuit, however, it lost in an appeal of the long running action against …

This Week In Securities Litigation (Week ending Dec. 11, 2015) Read More »

Tagged with: auditors, EB-5, offering fraud, pyramid scheme, SEC, secactions

Twitter

Search SEC Actions

About: