Month: November 2015

The SEC prevailed on summary judgment in an action against Brett Cooper and his related companies centered on three fraudulent schemes. SEC v. Cooper, Civil Action No. 1:13-cv-05781 (D.N.J. ). The first, according to the complaint, was a prime bank …

SEC Prevails on Summary Judgment in Prime Bank Fraud Action Read More »

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The New York AG may have launched a new trend this week. Using the Martin Act, he filed a settled action against the largest coal producer in the nation alleging false statements regarding the firm’s ability to project the impact …

This Week In Securities Litigation (Week ending November 13, 2015) Read More »

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