Tag: Prime Bank fraud

The SEC prevailed on summary judgment in an action against Brett Cooper and his related companies centered on three fraudulent schemes. SEC v. Cooper, Civil Action No. 1:13-cv-05781 (D.N.J. ). The first, according to the complaint, was a prime bank …

SEC Prevails on Summary Judgment in Prime Bank Fraud Action Read More »

Tagged with: , ,

The SEC prevailed on summary judgment motions in two fraud actions. One is a pump-and-dump manipulation scheme. The other is a prime bank fraud. First, SEC v. Farmer, Civil Action No. 4:14-cv-02345 (S.D. Tx. Filed August 14, 2014) is an …

SEC Wins Summary Judgment In Two Fraud Actions Read More »

Tagged with: , , , ,