Month: August 2015

A second insider trading action was brought by the Commission against a senior banking official based on the same take-over for which he was previously charged — but a different securities trading account is at the center of the new …

This Week In Securities Litigation (Week ending August 14, 2015) Read More »

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Dark pools are one of the issues which have been debated at least since Michael Lewis published Flash Boys and Scott Patterson put out Dark Pools. To date the SEC has brought two actions involving the trading venues. One was …

SEC Charges Another Dark Pool Read More »

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