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Year: 2013

Posted on by T. Gorman Posted in SECActions

Sometimes it pays to persevere. That is clearly the case for two attorneys and a corporate consultant who battled Commission fraud charges for about seven years. Daniel Chapman, Sean Flanagan and James Ericksteen were named along with ten others as …

Two Attorneys, Consultant Prevail in SEC Manipulation Case Read More »

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Posted on by T. Gorman Posted in SECActions

The Supreme Court heard argument this week on a case which may have a significant impact on the SEC’s enforcement program. It focuses on when the five year statute of limitations begins regarding the imposition of a penalty. The Commission …

This Week In Securities Litigation (Week ending January 11, 2013) Read More »

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